CMC Briefs FSA On Dodd-Frank Progress

Martine Doyon, Head, International Strategy, Markets Division at the Financial Services Authority (FSA) called on CMC this week during her brief visit to the US.  She inquired about the timeline for Dodd-Frank and the relationship between regulatory outcomes and political pressures.  CMC used the opportunity to explore the challenges FSA faces in implementing its tape recording rules, learn about the narrow scope of the FSA rule, and discuss position limits.  Ms. Doyon is at the center of FSA’s involvement with the European Commission as it tackles financial regulatory reform.

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