CFTC Updates

Inaugural Meeting of Wall Street Journal’s CFO Network
CFTC Chairman Gary Gensler to Participate in Q&A Session at the Inaugural Meeting of Wall Street Journal’s CFO Network
Event Date – 06/21/2011

The following Sunshine Act Announcements have been published:

  • Sunshine Act Meeting: July 1, 2011
    Closed Commission Meeting July 1, 2011; Matters to be Considered: Surveillance and Enforcement Matters. In the event that the times or dates of these or any future meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission’s Web site at http://www.cftc.gov.
  • Sunshine Act Meetings: Jul. 7, 2011, Jul. 19, 2011, Aug. 4, 2011, Sept. 8, 2011 and Sept. 22, 2011
    Open Commission Meetings July 7, 2011, July 19, 2011, August 4, 2011, September 8, 2011 and September 22, 2011; Matters to be Considered: The Commission has scheduled these meetings to consider various rulemaking matters, including the issuance of proposed rules and the approval of final rules. The Commission may also consider and vote on dates and times for future meetings. Agendas for each of the scheduled meetings will be made available to the public and posted on the Commission’s Web site at http://www.cftc.gov at least seven (7) days prior to the meeting. In the event that the times or dates of the meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission’s Web site.
  • Sunshine Act Meeting: July 15, 2011
    Closed Commission Meeting July 15, 2011: Matters To Be Considered Surveillance and Enforcement Matters. In the event that the times dates of these or any future meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission’s Web site at http://www.cftc.gov.
  • Sunshine Act Meeting: July 22, 2011
    Closed Commission Meeting July 22, 2011; Matters to be Considered: Surveillance and Enforcement Matters. In the event that the times or dates of these or any future meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission’s Web site at http://www.cftc.gov.
  • Sunshine Act Meeting: July 29, 2011
    Closed Commission Meeting July 29, 2011: Matters to be Considered: Surveillance and Enforcement Matters. In the event that the times or dates of these or any future meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission’s Web site at http://www.cftc.gov.
  • Sunshine Act Meeting: July 8, 2011
    Sunshine Act Meeting July 8, 2011: Matters to be Considered: Surveillance and Enforcement Matters. In the event that the times or dates of these or any future meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission’s Web site at http://www.cftc.gov.

 

The following Proposed Order has been published:

  • 76 FR 35372
    17 CFR Chapter 1 Effective Date for Swap Regulation

 

The following Proposed Rule has been published:

  • 76 FR 35141
    17 CFR Parts 22 and 190 Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions; Correction

Testimony before the House Committee on Financial Services

  • CFTC Chairman Gary Gensler testified before the House Committee on Financial Services

    Event Date – 06/16/2011

 

The following Final Rule has been published:

  • 76 FR 34667
    Commodity Futures Trading Commission and Securities and Exchange Commission Joint Public Roundtable on Proposed Dealer and Major Participant Definitions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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