CFTC Updates

The following Proposed Rules have been published:

  • 75 FR 70881
    17 CFR Part 3 Designation of a Chief Compliance Officer; Required Compliance Policies; and Annual Report of a Futures Commission Merchant, Swap Dealer, or Major Swap Participant
  • 75 FR 70973
    17 CFR Part 48 Registration of Foreign Boards of Trade

The following Sunshine Act Announcement has been published:

  • Sunshine Act Meetings: December 1, 2010, December 9, 2010 and December 16, 2010
    Open Commission Meetings December 1, 2010, December 9, 2010, and December 16, 2010; Matters to be considered: The Commission has scheduled these meetings to consider the issuance of various proposed rules. Agendas for each of the scheduled meetings will be made available to the public and posted on the Commission’s Web site at http:[sol][sol] at least seven (7) days prior to the meeting. In the event that the times or dates of the meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission’s Web site.

The following Public Information Collection Requirement has been published:

  • 75 FR 70910
    Agency Information Collection Activities Under OMB Review: Proposed Collection; Comment Request: Part 41 Relating to Security Futures Products

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